Sarbanes-Oxley Compliance: Allow Carter Financial Group’s experienced accountancy professionals be your guide to ensuring your company is in full compliance of the Sarbanes Oxley legislation. We can provide an assessment of current operating procedures as well as provide recommendations for compliance to address any deficiencies or unintended exposure of your company.

Financial, Operational, Regulatory Compliance Auditing: Leverage our experience in the areas of financial, operational, and regulatory compliance auditing. By incorporating this effort into your corporate annual planning or part of our new board of director training packages, you can ensure that your organization is in compliance with all applicable State, Federal, or other governing body rules.

Forensic Accounting and Investigation: It is an unfortunate reality that many business owners or entity leaders do not have a full understanding of accounting principals and can at times fall victim to employee fraud, theft, or even unintended accounting/reporting errors. Carter Financial Group has had demonstrable experience serving as an “independent 3rd party” to investigating loss and theft within for-profit and not-for profit organizations with respect to accounting fraudulence.